Fintech solution Know Your Funds – one of two fintech’s selected by PIMFA WealthTech to present to delegates at the Morningstar Investment Conference yesterday (1 May 2024) – has been named alongside fellow fintech Propelle by delegates.
Following the publication of the FCA’s long awaited PS23/16 “Sustainable Disclosure Requirements (SDR) and investment labels” on 28th November, UK-authorised investment firms are facing a paradigm shift in regulatory compliance and reporting when it comes to sustainable finance. In the face of these changes, it is imperative that asset and wealth managers start to plan for, and implement, strategic technological solutions for the new regulatory landscape as opposed to short-term tactical fixes.
Although it may sound rather complex, market segmentation is actually very simple. It is the practice of dividing your target market into approachable groups.
Corlytics, the global leader in regulatory intelligence, content and automated policy compliance has acquired a digital RegTech platform from Deloitte UK
After the remarkable rise of the last 18 months, a correction is probably now coming. Protecting the gains of the last few quarters is now the priority for all members.
Investment strategy builder application, Stratiphy has obtained new approval from the Financial Conduct Authority (FCA), which enables the company to manage investments on behalf of clients, as well as automating trading activities based on individual principles, objectives and preferences.
Droit, a technology firm at the forefront of computational law and regulation, will partner with FINBOURNE Technology, a provider of cloud-based investment data management software, to launch an end-to-end position reporting solution for increased regulatory transparency.
The Consumer Duty requirements, effective since July 2023, emphasise ongoing compliance. Join our on demand webinar to prepare for July 2024, improve governance, manage risk, and monitor outcomes.
Principal firms face scrutiny from regulators, necessitating protective measures to prevent consumer harm. Our on-demand webinar guides robust oversight of Appointed Representatives, covering AR benefits, regulatory expectations, and key responsibilities.
The ability to identify, manage, and control risks is crucial for regulated firms. Our webinar addresses risk awareness, maturity, appetite, and practical solutions for effective risk management.
A Fractional Chief Marketing Officer can play a vital role in supporting businesses in their branding and identity endeavours. By offering strategic guidance, creative expertise, and data-driven insights, a Fractional CMO can drive ROI for businesses.
Discover robust governance with Ruleguard’s webinar. Learn about GRC frameworks, board strategies, risk management, regulatory updates, and fostering a compliance culture.
© 2024 The IA Engine Ltd. All rights reserved. Registered in England and Wales No 11258384. Registered office: Camomile Court, 23 Camomile Street, London EC3A 7LL
