Pre Trade /Execution Archives

UK SDR: fix the roof when the sun is shining

May 10, 2024 No Comments

Following the publication of the FCA’s long awaited PS23/16 “Sustainable Disclosure Requirements (SDR) and investment labels” on 28th November, UK-authorised investment firms are facing a paradigm shift in regulatory compliance and reporting when it comes to sustainable finance. In the face of these changes, it is imperative that asset and wealth managers start to plan for, and implement, strategic technological solutions for the new regulatory landscape as opposed to short-term tactical fixes.

Fractional CMO Support Guide: Market Segmentation

May 7, 2024 No Comments

Although it may sound rather complex, market segmentation is actually very simple. It is the practice of dividing your target market into approachable groups.

Global RegTech consolidator Corlytics acquires a Deloitte UK RegTech platform

May 7, 2024 No Comments

Corlytics, the global leader in regulatory intelligence, content and automated policy compliance has acquired a digital RegTech platform from Deloitte UK

Protecting gains is now priority – Run a Health Check now!

May 2, 2024 No Comments

After the remarkable rise of the last 18 months, a correction is probably now coming. Protecting the gains of the last few quarters is now the priority for all members.

STRATIPHY BREAKS NEW GROUND WITH FCA RULING

May 1, 2024 No Comments

Investment strategy builder application, Stratiphy has obtained new approval from the Financial Conduct Authority (FCA), which enables the company to manage investments on behalf of clients, as well as automating trading activities based on individual principles, objectives and preferences.

Droit and FINBOURNE Partner to Deliver End-to-End Position Reporting Solution

April 30, 2024 No Comments

Droit, a technology firm at the forefront of computational law and regulation, will partner with FINBOURNE Technology, a provider of cloud-based investment data management software, to launch an end-to-end position reporting solution for increased regulatory transparency.

Beyond the Checklist: Unveiling the True Essence of Consumer Duty

April 25, 2024 No Comments

The Consumer Duty requirements, effective since July 2023, emphasise ongoing compliance. Join our on demand webinar to prepare for July 2024, improve governance, manage risk, and monitor outcomes.

Spotlight on the Appointed Representative Regime

April 25, 2024 No Comments

Principal firms face scrutiny from regulators, necessitating protective measures to prevent consumer harm. Our on-demand webinar guides robust oversight of Appointed Representatives, covering AR benefits, regulatory expectations, and key responsibilities.

On demand webinar: Build a Winning Risk Strategy

April 25, 2024 No Comments

The ability to identify, manage, and control risks is crucial for regulated firms. Our webinar addresses risk awareness, maturity, appetite, and practical solutions for effective risk management.

Fractional CMO Support Guide: Branding

April 23, 2024 No Comments

A Fractional Chief Marketing Officer can play a vital role in supporting businesses in their branding and identity endeavours. By offering strategic guidance, creative expertise, and data-driven insights, a Fractional CMO can drive ROI for businesses.

On Demand Webinar Beyond Compliance: Elevating Governance and Managing Risks Effectively

April 12, 2024 No Comments

Discover robust governance with Ruleguard’s webinar. Learn about GRC frameworks, board strategies, risk management, regulatory updates, and fostering a compliance culture.

Global RegTech software consolidator Corlytics receives significant investment backing from Verdane to continue category leadership

April 12, 2024 No Comments

Corlytics has signed an investment from specialist growth investor Verdane for a majority equity stake in the company. This partnership will enable the company to cement global category leadership, accelerating organic growth and M&A, building on the strong client base which includes 40% of the top 30 Systemically Important Financial Institutions (SIFI).

Corlytics and Verdane have partnered to support the RegTech company’s continued growth. Verdane will leverage more than 20 years of experience partnering with European software businesses and extensive expertise in RegTech to support Corlytics. The transaction was managed by investment bank Baird in a competitive process that saw significant market interest.

UK SDR: fix the roof when the sun is shining

Fractional CMO Support Guide: Market Segmentation

Global RegTech consolidator Corlytics acquires a Deloitte UK RegTech platform

Protecting gains is now priority – Run a Health Check now!

STRATIPHY BREAKS NEW GROUND WITH FCA RULING

Droit and FINBOURNE Partner to Deliver End-to-End Position Reporting Solution

Beyond the Checklist: Unveiling the True Essence of Consumer Duty

Spotlight on the Appointed Representative Regime

On demand webinar: Build a Winning Risk Strategy

Fractional CMO Support Guide: Branding

On Demand Webinar Beyond Compliance: Elevating Governance and Managing Risks Effectively

Global RegTech software consolidator Corlytics receives significant investment backing from Verdane to continue category leadership

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