Has SM&CR made a difference?
November 1, 2021
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SM&CR required changes to governance, compliance and HR processes. Have these changes made a difference?
SM&CR required changes to governance, compliance and HR processes. Have these changes made a difference?
Mattersmith on Confidentiality Agreements provides a wealth of information and content with which to draft and review confidentiality agreements.
With financial crime on the rise, it’s never been more important to ensure that your AML/CFT programme is fit for purpose and is flexible enough to adapt to changing risks as they emerge.
The adoption of cloud-based services are forcing the financial services industry to rethink their approach to security. The growth of cloud and SaaS has accelerated with the consumerization of information technology, along with the shift to working from home.
We are delighted to announce that Worcester Pensions Ltd, a specialist provider of SSASs, has implemented SSAS~Pro Lite, on Delta’s market-leading administration platform Platinum~Pro.
A shift in mindset is required to help keep cyber criminals at bay. More sophisticated attacks have made protecting client financial data a crucial task for all fund managers.
The CASS audit is another means of demonstrating effective controls.
Organisations tackling knowledge management often focus on seeking an IT solution. Surely, in our digital age, it’s easy to buy some software and it’s sorted, right? Unsurprisingly, that isn’t the reality.
TPR monitors the risks and issues associated with master trusts. Firms must have evidence to demonstrate control and oversight.
Qredo selected by world’s leading decentralized finance (DeFi) wallet MetaMask Institutional to provide secure and compliant access to DeFi for institutional investors.
The Investment Association Engine, the Investment Association’s specialist FinTech accelerator and innovation hub for the investment
management industry, has opened applications for a fifth cohort of cutting-edge FinTech innovators to join the Engine Innovator Programme.
ESG (in terms of issues relating to the Environment, Society and Governance) is headlining in the media, and in the investment and corporate worlds, but it’s not new – nor should it be treated as something separate to the rest of business. It’s a useful acronym but in essence focusing on performing well in these areas is just good practice for any investor or business organisation.
