Control Your Conflicts Strategies for Transparency & Integrity

Thursday 25 April 2024 |
 10:30 am
 – 11:30 am


Thursday 25 April 2024

Start Time:  

10:30 am


Live Webinar


Join our webinar to explore the crucial topic of managing conflicts of interest within firms.

Regardless of jurisdiction, firms are expected to act in the best interests of their clients. Linked to this expectation is the requirement that a firm must manage its conflicts of interest appropriately, both between itself and its clients, and between one client and another.  Additionally, firms need to manage conflicts that may arise from its employees (including directors and NEDs) and a firm’s activities. For example, how do you decide which supplier to use? Who’s involved in the decision making?

This event will explore the topic of managing conflicts effectively within financial services.

During this session, we’ll consider:

  • The importance of identifying and disclosing conflicts of interest
  • Regulatory requirements and compliance considerations
  • Understanding Conflicts of Interest
  • Best practices for mitigating conflicts and maintaining transparency
  • Strategies for ethical decision-making in complex situations
  • Case studies and lessons learned

Whether you’re a financial professional, compliance officer or industry stakeholder, this event offers valuable insights and practical guidance for navigating the ethical landscape of financial services.

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