Demonstrating CASS Oversight

In this session, Axiom HQ explores the challenges facing CASS firms regarding governance and oversight arrangements.

Our experts consider how to improve processes to manage CASS compliance effectively.

• •    Priscilla Gaudoin, Head of Client Regulation, Axiom HQ
• •    Matthew Bruce, Head of Product, Axiom HQ

Please join our webinar for an opportunity to participate in our Q&A session.

Key takeaways

• •    CASS requirements
• •    Third-party arrangements
• •    Regulatory expectations
• •    Action points