Demonstrating CASS Oversight

Thursday 3 March 2022 |
 10:30 am
 – 11:30 am


Thursday 3 March 2022

Start Time:  

10:30 am


Via Zoom


In this session, Axiom HQ explores the challenges facing CASS firms regarding governance and oversight arrangements.


Our experts consider how to improve processes to manage CASS compliance effectively.

  • •    Priscilla Gaudoin, Head of Client Regulation, Axiom HQ
  • •    Matthew Bruce, Head of Product, Axiom HQ


Please join our webinar for an opportunity to participate in our Q&A session.


Key takeaways

  • •    CASS requirements
  • •    Third-party arrangements
  • •    Regulatory expectations
  • •    Action points

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