FCA Series: Customer Due DIligence – Best Practices

A sound customer due diligence (CDD) program is critical to prevention of money laundering and other financial crimes. It is a key element of investor onboarding for funds, investment managers and fund administrators. The process include review of know your investor documentations, screening, beneficial ownership, monitoring and investigation.

We invite you to join the discussions with our expert panelists who will take you through the dos and don’ts in Customer due diligence process.