Safeguarding Your Clients

Wednesday 28 January 2026 |
 10:30 am
 – 11:30 am

Date:  

Wednesday 28 January 2026

Start Time:  

10:30 am

Venue:  

via MS Teams

Organiser:

International regulators are converging on a single expectation: robust protection for client assets backed by clear governance, accurate reconciliations, and credible audit evidence.  As the UK updates its safeguarding requirements for payment service providers, and global supervisors increase focus on custody models, operational resilience, and third party oversight, firms must adapt quickly.

This webinar provides a structured walkthrough of global client asset regimes, the latest UK reforms, and what the auditors expect to see.

You’ll gain
  • In-depth insights into the global landscape for client assets, including emerging custody expectations
  • A comprehensive look at the implications of the FCA’s PS25/12 reforms on safeguarding processes
  • Practical guidance on enhancing operational governance, daily reconciliation routines, and audit-readiness
  • Expert analysis of common audit findings and how to address them effectively
  • Clear, actionable next steps to fortify control environments and streamline compliance

This session is essential for client assets teams, compliance leaders, risk managers and operations teams working in banking, asset management firms, or wealth management practices.

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