Traceability: can regulation be integrated with policies, systems and controls?

Thursday 18 June 2020 |
 2:00 pm
 – 2:45 pm


Thursday 18 June 2020

Start Time:  

2:00 pm


In this webinar an industry panel will discuss different perspectives on how regulatory change management can be sustainably embedded in policies, systems and controls.


You’ll take away tips and insights on:


  • Benefits of creating traceability towards the rules
  • Challenges of regulatory traceability: plug and play?
  • Digital regulatory knowledge management

photo of Tej Patel

Tej Patel
Partner @Capco

photo of Chad Giussani

Chad Giussani
Head Operations, FM Compliance @Standard Chartered Bank

photo of Nick Moss

Nick Moss
Head of Post-trade Product Management @MarketAxess

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