Droit

Droit builds mission-critical, breakthrough products to advance global regulatory compliance and real-time controls. Droit Adept is the innovative, patented platform that drives intelligent decision-making in a complex rule-driven landscape. The Adept platform provides an implementation of regulatory rules reflecting industry consensus. Institutions rely on Adept to provide solutions for pre-trade and post-trade controls, evaluating the permissibility of transactions, compliant regulatory reporting, and more. Adept generates decisions directly from digitized rules, regulations, and internal policies, visually represented in intuitive logic diagrams and linked back to the original sourced text. This complete traceability empowers users to act right with confidence. With locations in New York, London, Sydney, and Singapore, Droit continues to broaden its industry reach and offer clients breakthrough products enabling them to take the next right action. Learn more at droit.tech.

The Challenge

Individual financial institutions face significant challenges in interpreting and complying with the vast number of reporting obligations. Additionally, obtaining and managing the relevant external counsel advice can be costly and a drain on internal resources. To solve this effectively, it is vital to implement systematic rules in a way that provides transparency and clarity of interpretation using an industry consensus-driven understanding of position reporting obligations. Endoxa, the newly established consortium of some of the most sophisticated and complex global financial institutions, aims to improve the quality of these disclosures and mitigate interpretation and implementation errors through machine-readable rule logic established through a consensus model. This rule logic is used in Position Reporting from Droit.

The Solution

Position Reporting from Droit translates and processes detailed regulatory guidelines covering short, long, and takeover obligations from over 100 global jurisdictions. All content is consolidated and rules are derived from regulatory text, standardized legal analysis contained in Rulefinder Shareholding Disclosure from aosphere Limited, in addition to consensus opinions which are derived from a consortium of top financial institutions, legal interpretation (provided by A&O Shearman), and engagement directly with regulators.

The Importance

Droit enables firms to manage shareholder disclosure obligations informed by industry consensus and regulatory engagement.

Why Choose Droit for Position Reporting?

Control – Droit’s Position Reporting provides an opportunity to ensure that your reporting requirements and input needed are clear and supported by the industry and best practice.
Reassurance – Droit helps your organization to fully focus on client needs and opportunities in a fully compliant transactional environment. Tap into Droit’s long accumulated and proven worldwide deployment experience with top banks.
Empowers your teams – Droit provides updated regulation logic, agreed upon by financial nstitutions, giving users the best-practice interpretation to deliver position reporting with confidence.
Utilizes existing processes – Droit leverages your current reference data and taxonomy, avoiding any confusion or need to learn new taxonomy, for example for the purposes of risk scoring.
Compliance friendly – The platform easily allows relevant teams to have full auditability of all decisions, enabling them to complete forensic reviews, search on certain parameters, and review whenever, or as frequently, required.
All-in-one platform – Built on Droit’s proven Adept platform which is used by major financial institutions to process and deliver consistent, centralized business rules that cover both the buy-side and sell-side process.

Next steps

Learn more about Droit and how you can simplify your regulatory compliance operations.

For more information, visit droit.tech. To obtain more information about Droit’s products, please contact [email protected].

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Droit

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