Combining regulatory expertise and next generation technology to make regulatory compliance, risk and reporting simple.

The Challenge

Regulatory compliance is a major challenge facing the fund management industry. Over the last 10 years the number of regulations and volume of reporting that the industry has to comply with globally has grown significantly not only in number but also in complexity. With regulators continuously reviewing the regulatory landscape this growth will continue for the foreseeable future. In addition fund managers have to deal with the challenge of reviewing their internal regulatory capabilities and replacing any outdated legacy systems with new more automated and agile technology solutions.

The Solution

Funds-Axis helps make regulatory compliance, risk management and reporting simple for the investment management industry. We achieve this through our combination of best-of-breed technology and regulatory expertise. Our solutions also help fund managers to remain compliant in an evolving regulatory landscape and reduce the risk of them being subject to penalties for missing or inaccurate reporting and monitoring.

The Importance

Funds-Axis provides solutions for investment compliance, risk, regulatory reporting, shareholder disclosures and depositary cashflow monitoring as well as products for FCA Assessment of Value, fund documents and NAV validation. Our cloud-based technology is available on one platform and contains pre-configured rules libraries, advanced breach management tools, automated compliance workflows and in-depth reporting tools through customisable dashboards. Clients obtain real-time monitoring of regulatory restrictions and reporting with a full audit trial and reporting history taking the complexity out of regulatory compliance. On-boarding is quick and cost effective through our integrations with 30+ fund administrators, prime brokers and security data providers.

Next steps

To find out more about our solutions or to arrange a demo visit or call +44 (0) 28 9032 9736 to speak to one of our regulatory experts.



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