Episode 3: Compliance-as-a-Service: A new model of regulatory compliance

In discussion with Engine member:

Fintech Speakers

Karl Schindler

Lead Regulatory Expert, FundApps

Ebbe Filt

Lead Solution Engineer, FundApps

Igor Tesinsky

Igor Tesinsky

Co-founder, CFO & CTO

Igor is a technology enthusiast and a senior research analyst who spent the last 15 years working on the sell side and buy side in corporate lending and fixed income investment management. Igor has a master degree in Finance from London Business School and a postgraduate degree in Business from the University of Economics.

Mayank Agrawal

Mayank Agrawal

Co-founder, CTO & COO

Mayank is an entrepreneur who is passionate about FinTech and what the next generation of startups can do for the finance industry. Mayank is Co-Founder, COO & CTO of a IntelliBonds, a startup that tackle the big challenges of reducing cost and increasing margins for Bond investors through the use of technology. Prior to starting IntelliBonds, Mayank was running the FX options quant dev team at Citi Bank, London.

Episode Questions

Click each question below to jump straight to the answer in the video

Question 1:

What are the current challenges for compliance teams?

Question 2:

How can TCA (transaction cost analysis) and technology improve my best--ex policy?

Question 3:

Why is data a key challenge for automating compliance?

Question 4:

How does the community element of the FundApps offering fit in with the new Compliance-as-a-Service model?

Question 5:

How does Compliance-as-a-Service help with closing the gap between practice & interpretive decision-making?

Question 6:

How can cloud technology allow compliance officers in the industry to stay ahead of regulatory change?

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