Overview of Global Enforcement Trends in 2021

Overview of Global Enforcement Trends in 2021

Who’s on the regulators’ naughty list? As the year comes to a close, CUBE has published its Global Overview of Enforcement Trends 2021 report. From ESG to crypto, are regulators widening their nets when it comes to enforcement?

Author: CUBE – cube.global


2021 has been another turbulent year for the global financial industry with the ongoing effects of the Covid-19 pandemic affecting regulators, financial service providers, and customers alike.

Over the course of 2020, numerous regulators put regulatory activity on hold, or at the very least pressed pause on emerging regulations. As we approach the end of 2021, we now see the same regulators put their foot very much on the gas – with an onslaught of new regulations and enforcements.

With that in mind, we’ve analysed the enforcement activity from global regulators across 2021, to see whether Covid – as well as a shift in focus for environmental, social and governance (ESG) factors – has changed the landscape for enforcement. Have the regulators focussed their sights on crypto, cyber, accountability and operational effectiveness? Or do factors such as AML and inadequate disclosures still reign supreme across the enforcement landscape?


Download your complimentary copy of the report here:  https://bit.ly/3ywQzOl


Make possibility reality

Become an IA FinTech Member
and see where it takes you.

Login to your account