A new industry-leading programme to boost early-stage FinTechs has been launched today by Engine, The Investment Association’s specialist FinTech accelerator and innovation hub for the
The UK government has recently launched a new regulatory framework that aims to provide formal guidance on how organisations can tackle and build strong operational resilience. In our latest blog, we discuss the what, when and how of the UK’s new upcoming operational resilience mandate.
Leading Point™ are welcoming Severine Raymond Soulier as the newest member of their advisory board. Severine joins Leading Point to expand the product portfolio and its reach across international markets.
The Financial Services industry operates globally and requires a coordinated effort to establish a resilient framework.
Financial organisations should be able to easily select and filter watchlists from Dow Jones or Refinitiv World-Check appropriate to their risk profile, so screening alerts are relevant and time is not lost processing alerts that fall outside of compliance jurisdictions or areas of risk.
It’s crucial that organisations seeking or managing investment processes consider the damage to brand and reputation through an incidence of cloning. This Managed Service has received expert input from Associate Partners Sarah Peaston and Tony Adams, both drawing on their investor protection backgrounds.
Analysts praised “the system’s ability to create a 360-degree view of the client and its workflow management capabilities”
The regulators have been clear that operational resilience requires firms to adopt an holistic view of their operations.
Author: Steven Saywell, Advisor, LimeGlass – limeglass.com Lower for Longer “Not seeing the forest for the trees” is an especially pertinent phrase for investors
With working from home becoming more the norm since the start of the Global pandemic, organisations have had to look for ways to mitigate the potential associated internal fraud risks, often on a tight budget.
Designed for institutions expanding their digital asset footprint, Qredo’s radical new infrastructure attracts strong investor demand in its Private and Public token sale.
Various types of agreements and regulations have been made since ESG emerged in financial markets. Many institutions presented their ESG assessment and scoring methodologies and their approaches in incorporating ESG factors in the investment process. In this article, we explore how the financial community has addressed ESG in our evolving world
