Of all the requirements under PRIIPs, the KID requirement has proved particularly complex for compliance departments to adhere to since the regulation was first introduced in 2018.
Financial promotions and how they are regulated is becoming an increasingly hot topic for the industry.
Learn how unnecessary complexity might be harming your business.
Compliance in the shareholding disclosure space is different.
the RegTech industry appears to be heating up, with a number of big funding deals completed in the last week.
While onboarding remains top of the wealth management priority list, failure to address pre- and post-onboarding processes is putting many firms at risk…
After a decade of underperformance, investors have meaningfully reduced exposure to active strategies…
Operational resilience is another focus of this week’s report. According to one industry expert, regulators are keeping an eye on how banks manage their cybersecurity …
The RegTech industry is now on the cusp of ‘RegTech 3.0’ – a shift away from ‘know your customer’ to ‘know your data’ compliance practices…
Global macro investing might be boiled down to investing in assets on the basis of changes in fundamental landscapes:
What one piece of advice would you give to a wealth manager for 2020 success…
News and developments in relation to RegTech, crypto regulation, compliance, and AML.
