Webinar | MiFID II Transaction Reporting Common Reporting Issues and How to Resolve Them

BDO and Qomply are partnering to deliver an interesting discussion on managing transaction reporting rejections and common pitfalls. Register now!

Whilst the industry has had a few years to bed-in processes around transaction reporting, issues continue to challenge firms and their operations, risk and compliance departments. Additionally, firms operating cross-border branches were forced to up-root some of their existing processes as they adapted to more of a centralised trade processing and reporting framework. Pre-existing issues may have been unintentionally transported into the new operational system.

Topics:

• •  Top 10 rejections that firms are receiving from the regulators for their transactions.
• •  Common hidden reporting errors
• •  Common trade booking issues
• •  The process of conducting a retrospective transaction report healthcheck, including the required three-way reconciliation process.

Qomply will demonstrate the use of technology to automatically identify, unpick and resolve errors in transaction reporting.