Webinar | MiFID II Transaction Reporting Common Reporting Issues and How to Resolve Them

June 16, 2021 |
 9:30 am
 – 10:30 am

Date:  

June 16, 2021

Start Time:  

9:30 am

Venue:  

Webinar

Organiser:

BDO and Qomply are partnering to deliver an interesting discussion on managing transaction reporting rejections and common pitfalls. Register now!

 

Whilst the industry has had a few years to bed-in processes around transaction reporting, issues continue to challenge firms and their operations, risk and compliance departments. Additionally, firms operating cross-border branches were forced to up-root some of their existing processes as they adapted to more of a centralised trade processing and reporting framework. Pre-existing issues may have been unintentionally transported into the new operational system.

 

Topics:

 

  • •  Top 10 rejections that firms are receiving from the regulators for their transactions.
  • •  Common hidden reporting errors
  • •  Common trade booking issues
  • •  The process of conducting a retrospective transaction report healthcheck, including the required three-way reconciliation process.

 

Qomply will demonstrate the use of technology to automatically identify, unpick and resolve errors in transaction reporting.

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