Spotlight on the Appointed Representative Regime

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25 April 2024

Spotlight on the Appointed Representative Regime

Principal firms face scrutiny from regulators, necessitating protective measures to prevent consumer harm. Our on-demand webinar guides robust oversight of Appointed Representatives, covering AR benefits, regulatory expectations, and key responsibilities.

Author: Ruleguard – ruleguard.com

Discover the secrets of robust oversight for Appointed Representatives! Join our on-demand webinar and master the art of compliance with the regulator’s heightened expectations.

Our on demand webinar explores the following aspects of the Appointed Representatives Regime:

·What is the Appointed Representative (AR) Regime?

·How does this arrangement benefit both ARs and Principal firms?

·What’s new for Principal firms and their ARs?

·How to manage regulatory expectations

·Getting to grips with your key responsibilities